최신 CSC2 무료덤프 - CSI Canadian Securities Course Exam2

A. Individual investor entering future contract with an institutional investor.

B. Interest rate forward agreement between an investment dealer and a corporation.

C. Exchange-traded equity option contract between an individual investor and a dealer.

D. Individual investor buying shares on an exchange during the ex-rights period.

A. The management expense ratio is higher on the F-class fund.

B. The fees are identical

C. The commission changed is higher on the F-class fund.

D. The management expense ratio is lower on the F-class fund.

A. Public float shares.

B. Outstanding shares.

C. issued shares

D. Market capitalization shares.

A. One with stable dividend payments and a stable dividend growth rate.

B. One with changing dividend payments and a stable dividend growth rate.

C. One with stable dividend payments and a fluctuating dividend growth rate.

D. One with changing dividend payments and a fluctuating dividend growth rate.

A. Banking and utilities.

B. Baking and materials

C. Energy and utilities.

D. Energy and materials.

A. Thrown tracers.

B. Through spreads on buy/sell prices.

C. Through commissions

D. Through brokerage changes.

A. Index-based

B. Rules-based

C. Standard

D. Synthetic

A. Sinking funds have mandated redemptions while purchase funds can redeem only upon certain market conditions.

B. Sinking funds can redeem bonds only if they trade below a stipulated price while purchase runes do not have such a requirement.

C. Sinking funds can redeem fie bones any time while purchase funds follow a prearranged schedule.

D. Sinking funds involve the issuer determining when bonds are redeemed while purchase funds Involve the investor determining when the bonds are redeemed.

A. Equity-based

B. Physical-based

C. Swap-based

D. Futures-based.

A. Asset coverage.

B. Debt-to-equity

C. Interest coverage.

D. Cash flow-to-total debt