최신 CAMS-FCI 무료덤프 - ACAMS Advanced CAMS-Financial Crimes Investigations

A. Emphasizing regional co-operation between member countries

B. Enabling FATF standards to be specific to each region

C. Instructing each member country to place FATF recommendations into law

D. Implementing regional mutual evaluation procedures

A. Take notes on the questions and comments made by the agents.

B. Sign consent forms permitting the agents to search employees' offices.

C. Provide agents with unlimited access to customers' personal data.

D. Volunteer information not requested by the agents that the employees think may be useful.

A. clarify discrepancies noted in the customer's declared profile given the downstream impact on the risk assessment.

B. close the review as there is no adverse news in the public domain.

C. review all documents for whether certified true copies are submitted.

D. accept discrepancies in the information given the onboarding team did not flag any issue.

A. Check internal KYC information.

B. Request information from the internet service provider who hosts the website.

C. Identify if the customer has opened accounts in an urban city area.

D. Review the customer's transaction history.

E. Research other customer accounts for transactions to the same website.
E Conduct adverse media and open-source searches on the customer's background.

A. There are no adverse media hits.

B. The end-user is a military force.

C. The customer is a supplier of aviation parts.

D. The current line of business is consistent with the bank's records.

A. Inform local LEA and regulator of the request for awareness.

B. Comply immediately with the foreign jurisdiction and turn over all client information.

C. Close the clients accounts immediately to avoid any undue risk.

D. Review the client's activity, determine if suspicious activity exists, and report accordingly.

E. Advise the LEA that the government needs to be contacted for extradition.

A. providing mandatory results to law enforcement agencies so that they can more easily obtain useful information.

B. detecting money laundering and TF approaches and schemes across multiple financial institutions (FIs).

C. obtaining additional information on customers or transactions regarding potential money laundering or terrorist financing (TF).

D. sharing the existence and content of SARs/STRs with other participating FIs.

E. expediting the filing of SARs/STRs due to the information sharing facilitated by 314(b).

F. participating FIs sharing information about suspicious activity by customers that may have otherwise gone unnoticed.

A. A company has a new beneficial owner.

B. A company sends a recurring payment to a new account number.

C. A company adds a new employee as an authorized signer.

D. A company sends a larger-than-normal check to an existing supplier.

A. A review of outward remittances reveals the same pattern of several simple steps for each transaction,

B. A review of X's personal bank account shows that X received wire transfers that aggregate the amounts transferred to the group-related companies.

C. A follow-up request reveals that the account receives funds from loans, collects payments from group-related companies, and sends the payments to the lenders.

D. The bank files SARs/STRs indicating that Y opened accounts for small companies located in close proximity to the bank.

A. The suspicious accounts and transactions identified

B. Personal tax records pertinent to the owners to indicate tax evasion

C. The investigator's concerns based on their subjective opinion

D. All relevant tables, spreadsheets, and other supporting documentation