최신 CSC2 무료덤프 - CSI Canadian Securities Course Exam2

문제1

What is the meaning of ex-ante return?

A. The expected return of the security.

B. The real return on the security.

C. The historical return of the security.

D. The return of the security based on the risk-free rate.

정답: A

설명: (DumpTOP 회원만 볼 수 있음)

문제2

Which individual is most likely to have income as an investment objective?

A. Naveed, who plans to use his investments to buy a house in five years.

B. Elaine, who is contributing to an RRSP with a plan to use the funds for the Lifelong Learning Plan in seven years.

C. Andrew, who is retired and needs to supplement his retirement pension.

D. Hira, who is investing in her RRSP in anticipation of retirement in 15 years.

정답: C

설명: (DumpTOP 회원만 볼 수 있음)

문제3

Which investment account generally offers the least sophisticated products and has the lowest minimum requirement for investible assets?

A. Separately managed.

B. Robo-advisory.

C. Non-model-based.

D. Unified managed.

정답: B

문제4

Omar invests $5,000 in a labour-sponsored venture capital corporation (LSVCC) in Ontario, his province of residence. What is the total LSVCC tax credit that Omar is eligible to receive from this investment?

A. $750

B. $1,500

C. $1,625

D. $875

정답: A

문제5

What is a characteristic of a fixed-period withdrawal plan?

A. Withdrawals are a consistent amount from the fund after the fixed period.

B. Withdrawals are based on a predetermined life expectancy of the plan holder.

C. Withdrawals are a set percentage of the fund holdings each payment period.

D. Withdrawals are set to collapse the plan by the end of the period.

정답: D

문제6

What obligation dues an IA have when communicating information about a preliminary prospectus to prospective investors?

A. The IA must make a tombstone advertisement.

B. The IA must ensure 3 proxy is mailed to the investors to vote for approval or disapproval of the offering.

C. The IA must provide a greensheet

D. The IA mum record the names addresses of those who have requested and received a preliminary prospectus

정답: D

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문제7

What investment becomes liquid when securitized?

A. Real estate.

B. Gold.

C. Fine art.

D. Airport.

정답: A

설명: (DumpTOP 회원만 볼 수 있음)

문제8

Which will taxed at the taxpayer' marginal tax rate?

A. Domestic property valued over $100,00.

B. Dividends not eligible for the divided tax credit.

C. Dividends from foreign corporations.

D. Foreign property valued under $100,000

정답: C

설명: (DumpTOP 회원만 볼 수 있음)

문제9

The following financial information is available for fund SKE:

What is SKE fund's net asset value per share?

A. $12,00

B. $9,90

C. $11, 90

D. $10, 00

정답: C

설명: (DumpTOP 회원만 볼 수 있음)

문제10

An advisor to explain the benefits of labour sponsored funds (LSVCC) to some of his clients.
With which client should the advisor have this discussion?

A. Client 4

B. Client 3

C. Client 1

D. Client 2

정답: C

설명: (DumpTOP 회원만 볼 수 있음)

문제11

What is a typical characteristic of managed fee-based accounts?

A. The fees for registered accounts are tax-deductible.

B. They provide services to the client only on investment management.

C. The fees are fixed and non-negotiable.

D. The manager is a licensed portfolio manager with trading authority over the account.

정답: D

설명: (DumpTOP 회원만 볼 수 있음)

문제12

What industry stocks tend to have lower betas than the market?

A. Automobiles and components

B. Capital goods

C. Transportation

D. Utilities

정답: D

설명: (DumpTOP 회원만 볼 수 있음)

문제13

What is the reason for an individual to use an estate freeze?

A. Eliminate probate fees

B. Transfer control of the assets.

C. Limit the tax liability for future growth

D. Reduces asset price volatility

정답: C

설명: (DumpTOP 회원만 볼 수 있음)

문제14

What is a structured product?

A. A credit card receivable

B. A mortgage loan.

C. An equity index.

D. A principle-protected note.

정답: D

설명: (DumpTOP 회원만 볼 수 있음)

최신 CSC2 무료덤프 - CSI Canadian Securities Course Exam2

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